RPM | REQUIREMENTS AND POLICIES MANUAL

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    Title:

    Mandatory Training Policy

    Publication date:

    11/7/2024

    Effective date:

    11/7/2024

    BRIEF

    Policy Summary

    This policy describes the scope, requirements, and process for implementing a new mandatory training at Lawrence Berkeley National Laboratory.

    Who Should Read This Policy

    Any individual, program, or division who wants to implement a new mandatory training.

    To Read the Full Policy, Go To:

    The POLICY tab on this wiki page

    Contact Information

    Berkeley Lab Training or Learning and Culture

    [email protected] | [email protected]

    Title:

    Mandatory Training Policy

    Publication date:

    11/7/2024

    Effective date:

    11/7/2024

    POLICY

    A. Purpose

    This policy establishes a framework for managing new mandatory training proposals at Lawrence Berkeley National Laboratory to ensure efficient course development, to eliminate overlapping, inconsistent and unnecessary courses, to prompt regular review of all mandatory courses, and to ensure that mandated courses are maintained, updated, and supported by and reflect current legal, regulatory, contractual and policy standards in place at Berkeley Lab.

    B. Persons Affected

    This policy applies to all persons, programs and divisions who want to implement a new mandatory training at Berkeley Lab or broaden the scope of an existing mandatory training.

    C. Exceptions

    • This does not apply to elective or non-mandatory training.
    • This does not apply to Local Training requirements whereby the mandated training only applies to staff within the originating division and does not impact staff outside of that division.

    D. Policy Statement

    New Mandatory training requests are reviewed in accordance with the process set forth in this Policy. The intent of this Policy is to encourage efficient course development, to eliminate overlapping, inconsistent and unnecessary courses, to prompt regular review of all mandatory courses, and to ensure that mandated courses reflect current legal, regulatory, contractual and policy standards.

    E. Roles and Responsibilities

    Role

    Responsibility

    Requestor 

    The person who is proposing to implement a new mandatory training on behalf of a program, division, or Area. 

    Course Owner

    • Responsible for all aspects of designing, delivering, maintaining, and supporting their course(s) being proposed and or/implemented.
    • Ensures appropriate subject matter experts are involved in the development and/or review of course content for regulatory, legal, and subject-specific criteria.
    • Responsible for maintaining accuracy and availability of course.
    • Responsible for ensuring the target population is accurate.
    • Responsible for responding to help-related matters technical or content-oriented questions.

    Training Advisory Committee

    • Responsible for reviewing Mandatory training proposals and making recommendations and determining course of action.

    F. Definitions/Acronyms

    Term

    Definition

    Course Proposal 

    The Course Proposal is an onboarding process used by the Requestor. It is used to collect the necessary information needed by the Training Advisory Committee in order to review the request. 

    Externally Mandated Training

    Where the basis of the training requirement is from an external source such as federal, state, or local laws or regulations, or DOE/UC, requirements that the Lab adheres to. The basis of the training requirement may also come from audits and audit-driven corrective actions that the Lab adheres to.

    Internally Mandated Training

    Where the basis of the training requirement is a Corrective Action, or an LBNL policy without an underlying driver from an external regulatory agency. It also includes situations when Lab management determines a business, operational or strategic need for mandating training.

    Local Mandated Training 

    Training that a division or program requires of its own staff only. Local Mandated training does not impact staff outside of the originating division or program. The impact of the requirement is “local” to that division.

    NOTE: This policy does not apply to Local Mandated training.

    Mandated Training 

    Training that the target population is required to complete. Often referred to as Required Training.

    Training Advisory Committee

    The Training Advisory Committee is a standing committee that reviews new mandatory training proposals to ensure there is adequate basis and needs, and whether non-training interventions should be considered or acted on. Their purpose is to evaluate new requests and form recommendations.

    G. Recordkeeping Requirements

    For mandatory training that have records and archiving requirements, such as EHS training, the supporting training program is responsible for these in coordination with the Labs Records Management Office.

    H. Implementing Documents

    Document Number

    Title

    Type

    Appendix A

    Course Proposal and Review Process

    Procedure

    Appendix B

    Reviewing Mandatory Courses and Expedited Review 

    Procedure

    I. Contact Information

    Berkeley Lab Training or Learning and Culture

    [email protected] | [email protected]

    J. Revision History

    Date

    Revision

    By whom

    Revision Description

    Section(s) affected

    Change Type

    11/7/2024

    0

    J. Basore

    New policy

    All

    New

    Appendix A

    Course Proposal and Review

    The following outlines the process for proposing a new mandatory training at Lawrence Berkeley National Lab. This is also used when changing the scope of an existing mandatory training requirement when doing so affects the population who will be required to complete the training.

    1. Requestor initiates the proposal process by completing and submitting the Training and Learning Request form (email [email protected] or [email protected])
    2. The Training Advisory Committee chair reviews for completeness and contacts requestor to discuss and clarify any questions.
    3. The Training Advisory Committee reviews the proposal and meets with the requester to discuss the proposal. The committee aims to respond within five days of receiving the proposal.
    4. The Training Advisory Committee makes recommendations on whether to approve or decline requests.
      1. Takes into consideration the full breadth of new training requirements under proposal and whether options to training can achieve objectives.
      2. In situations where there is not a compliance basis that specifically requires training per DOE/UC or other regulatory agency adhered to in policy, or situations where training is required as a result of audits and audit-driven corrective actions that the Lab must adheres to, and the requirement is not sponsored or approved by senior Lab management, the committee weighs whether there are non-training options that could address performance gap or meet the objectives.
    5. If approved, the requester drafts an implementation and communication plan.
      1. Implementation considers if there are other courses also being implemented, and if so, The Training Advisory Committee will recommend a rollout process that reduces overall impact so there are not back-to-back implementations that would impact the same population.

    For further information contact [email protected]

    Appendix B

    Maintaining and Discontinuing Courses 

    Reviewing and Maintaining Courses

    • The course owner is responsible for reviewing and maintaining courses to determine:
      • Whether statutory, regulatory, contractual or policy requirements or practical or operational considerations require changes or revisions to course content.
      • Whether the course is effective in assisting participants to achieve the stated learning objectives and adjust accordingly.
      • Whether participant feedback justifies other improvements or modifications to the course.

     Discontinuing Courses

    • If the responsible owner determines that an existing course should no longer be required, they must coordinate with the Learning Management System (LMS) Administrator to remove the training from applicable systems and processes used to deliver the training requirement.

    DOCUMENT INFORMATION

    Title:

    Mandatory Training Policy

    Document number

    01.05.001.000

    Revision number

    0

    Publication date:

    11/7/2024

    Effective date:

    11/7/2024

    Next review date:

    11/6/2029

    Policy Area:

    Training and Learning 

    RPM Section (home)

    Laboratory General Policies 

    RPM Section (cross-reference)

    N/A

    Functional Division

    Environment, Health and Safety

    Source Requirements Documents

    None




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