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| Title: | Ethics and Conduct at Berkeley Lab | Publication date: |
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2021 | Effective date: | 5/2005 |
BRIEFPolicy SummaryAs a member of the University of California community, Lawrence Berkeley National Laboratory (Berkeley Lab) is subject to and strives to achieve the ethical values and standards set forth by the University. All members of the Berkeley Lab community are expected to conduct their work with integrity, accountability, excellence, and respect. |
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Who Should Read This Policy |
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This policy applies to all Berkeley Lab employees and third parties. To Read the Full Policy, Go To:The POLICY tab of this wiki page |
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Theresa Triplett
Campus Ethics & Compliance Officer
Email: [email protected]
Phone: (510) 486-7401 |
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| Title: | Ethics and Conduct at Berkeley Lab | Publication date: |
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2021 | Effective date: | 5/2005 |
POLICY |
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A. Purpose
As a member of the University of California community, Lawrence Berkeley National Laboratory (Berkeley Lab) is subject to and strives to achieve the ethical values and standards set forth by the University. This policy summarizes the elements of these standards of ethical conduct.
B. Persons Affected
All persons who work at or visit Berkeley Lab
C. Exceptions
None
D. Policy Statement
As a member of the University of California community, Berkeley Lab is subject to and strives to achieve the ethical values and standards set forth by the University. The University's Statement of Ethical Values and Standards of Ethical Conduct may be found in detail here.
The Statement of Ethical Values is:
"Members of the University of California community are committed to the highest ethical standards in furtherance of our mission of teaching, research and public service. We recognize that we hold the University in trust for the people of the State of California. Our policies, procedures, and standards provide guidance for application of the ethical values stated below in our daily life and work as members of this community.
We are committed to:
- Integrity. We will conduct ourselves with integrity in our dealings with and on behalf of the University.
- Excellence. We will conscientiously strive for excellence in our work.
- Accountability. We will be accountable as individuals and as members of this community for our ethical conduct and for compliance with applicable laws and University policies and directives.
- Respect. We will respect the rights and dignity of others."
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- Fair Dealing
- Individual Responsibility and Accountability
- Respect for Others
- Compliance with Applicable Laws and Regulations
- Compliance with Applicable University Policies, Procedures and Other Forms of Guidance
- Conflicts of Interest or Commitment
- Ethical Conduct of Research
- Records: Confidentiality/Privacy and Access
- Internal Controls
- Use of University (Laboratory) Resources
- Financial Reporting
- Reporting Violations and Protection from Retaliation
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E. Roles and Responsibilities
All members of the Berkeley Lab community have responsibility to integrate these Standards of Ethical Conduct into their actions and work at the Laboratory.
F. Definitions/Acronyms
None
G. Recordkeeping Requirements
None
H. Implementing Documents
None
I. Contact Information
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Whom | Revision Description | Section(s) |
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Affected | Change Type | 1/31/2012 | 0 | L. Young | Re-write for wiki |
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| All | Minor | 5/13/2012 | 1 | L. Young | Copy Standards explicitly into policy per M. Montgomery | Section D | Minor | 3/10/2015 | N/A | M. Stoufer | Periodic three-year review (no changes) | N/A | N/A | 12/17/2020 |
| D. Soustin | Updated Contract 31 I clause numbers as per mod 1105 | SRD | Editorial | 3/8/2021 | 1.1 | T. Triplett | Replaced summary of the Standards of ethical conduct with a link to UC Ethics webpage | All | Editorial |
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Title: | Ethics and Conduct at Berkeley Lab | Document number | 01.01.001.000 | Revision number |
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2021 | Effective date: | 5/2005 | Next review date: |
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2026 | Policy Area: | Ethics and Conduct | RPM Section (home) | Laboratory General Policy & Information | RPM Section (cross-reference) | None | Functional Division |
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Office of Institutional Assurance and |
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| Prior reference information (optional) | Berkeley Lab Web |
Source Requirements Documents |
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Implementing Documents
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| Title: | Ethics and Conduct at Berkeley Lab | Document number | 01.01.001.000 | Revision number |
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2021 | Effective date: | 5/2005 | Next review date: |
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2026 | Policy Area: | Ethics and Conduct | RPM Section (home) | Laboratory General Policy & Information | RPM Section (cross-reference) | None | Functional Division | Research and Institutional Integrity Office (RIIO) | Author name/contact info | M. Montgomery |
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| Revision 0 publication date | 1/31/2012 | Retirement date | n/a | Prior reference information (optional) | Berkeley Lab Web |
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| Inputs from more than one Functional Area? | No | List additional Functional Areas & contacts |
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| Inputs from more than one Policy Area? | No | List additional Policy Areas & contacts |
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| 30-day notification needed? | No | 30-day start date | n/a | 30-day end date | n/a |
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| Need TABL reminders? | No | Frequency | n/a | Brief reminder text: | n/a |
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