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idFall-Protection Hazard Assessment and Control
Card
labelBrief

Title:

Fall-Protection Hazard Assessment and Control

Publication date:

8/14/2020

Effective date:

8/14/2020

BRIEF

Policy Summary

Lawrence Berkeley National Laboratory's (Berkeley Lab's) Fall-Protection Program applies to work on any walking or working surface having an unprotected side or edge above a lower level that is:

  • 6 feet high or more (for construction work).
  • 4 feet high or more (for nonconstruction work).

Surfaces include leading edges, roofs, tanks, manholes, unguarded machinery, aerial lifts, ladders, slopes steeper than 1.2:1 (horizontal to vertical), hillsides, roofs, and surfaces with open holes or skylights.

Who Should Read This Policy

Berkeley Lab employees, construction contractors, nonconstruction subcontractors, vendors, and affiliates who work on any walking or working surface having an unprotected side or edge above a lower level that is:

  • 6 feet high or more (for construction work).
  • 4 feet high or more (for nonconstruction work).

To Read the Full Policy, Go To:

The POLICY tab on this wiki page

To Read the ES&H Program Details, Go To:

ES&H Manual Chapter 30

Contact Information

EHS Subject Matter Expert for Fall Protection
EHS Division

Card
labelPolicy

Title:

Fall-Protection Hazard Assessment and Control

Publication date:

8/14/2020

Effective date:

8/14/2020

POLICY

A. Purpose

Lawrence Berkeley National Laboratory's (Berkeley Lab's) Fall-Protection Program applies to work on any walking or working surface having an unprotected side or edge above a lower level that is:

  • 6 feet high or more (for construction work).
  • 4 feet high or more (for nonconstruction work).

Surfaces include leading edges, roofs, tanks, manholes, unguarded machinery, aerial lifts, ladders, slopes steeper than 1.2:1 (horizontal to vertical), hillsides, roofs, and surfaces with open holes or skylights.

B. Persons Affected

Berkeley Lab employees, construction contractors, nonconstruction subcontractors, vendors, and affiliates who work on any walking or working surface having an unprotected side or edge above a lower level that is:

  • 6 feet high or more (for construction work).
  • 4 feet high or more (for nonconstruction work).

C. Exceptions

Fall-protection work controls are not required under the following conditions:

  1. For nonroofers only: work on a flat or low-sloped roof (slope of less than 4 in 12) when all of the following conditions are met:
    1. All work is conducted at least 15 feet from any unprotected edge.
    2. A warning line is used to denote the 15-foot distance.
    3. No work activities take place between the warning line and the unprotected edge.
    4. Workers follow the work rule of not going past the warning line.
  2. During scaffold erection and dismantling, when all of the following conditions are met:
    1. The designated Competent Person overseeing the operation has determined that active fall protection is infeasible.
    2. The Competent Person has put a fall-protection plan in writing that meets the California Occupational Safety and Health Administration (Cal/OSHA) requirements found in the Construction Safety Orders, Sections 1635.1–1667.
    3. The Competent Person has submitted the written fall-protection plan to Berkeley Lab Project Management for review and approval prior to commencing the operation
  3. Climbing up and down ladders when the user can maintain three-point contact (consisting of two feet and one hand) at all times.
  4. Work from ladders higher than 6 feet and below the third rung when the user can maintain three-point contact (consisting of two feet and one hand) at all times.
  5. Work from platform ladders when the user can demonstrate that he or she can work safely inside the rails of the ladder.

D. Policy Statement

  1. At Berkeley Lab, height limits are set at:
    1. 6 feet for construction work
    2. 4 feet for nonconstruction work
  2. A written fall-protection plan is required for any task requiring fall protection. For most situations, a Fall-Protection Matrix Permit (FPMP) is used. An FPMP can be obtained and will be approved by the fall-protection subject matter expert (SME) / LBNL Fall-Protection Competent Person.
  3. Authorized Persons are Berkeley Lab employees (including affiliates and directly supervised subcontractors) who perform work tasks where the use of fall-protection equipment is required. Authorized Persons must successfully complete Berkeley Lab training course EHS0276 (Fall Protection) and be authorized by their supervisors or work leads. Only trained Authorized Persons can use fall-protection equipment.
  4. New construction and installations with fall hazards must be designed to eliminate the need for fall protection.
  5. Work controls are required under the following conditions:
    1. Any work task on a walking/working surface with an unprotected side or edge above height limits.
    2. Any work task on an aerial lift (including a scissor lift only if an engineered anchor point is provided by the manufacturer) when working above the protection system at floor openings, unprotected perimeters above height limits, and whenever a fall above height limits could occur.
    3. Any work task done by steel erectors and sheet metal installers above height limits.
    4. Any use of a portable ladder when working above height limits or above the third rung (from the top of the ladder).
    5. Any use of a portable ladder when working above height limits and below the third rung when the user cannot maintain three-point contact (consisting of two feet and one hand) at all times. A written fall-protection plan is required for any task requiring fall protection. In most cases, an FPMP will be used for planning.
    6. Any use of scaffolding, including erecting and dismantling, requires a written fall-protection plan to identify and control site and access issues with the scaffolding location.
  6. Work controls must be used when working above height limits.
    1. Initial work controls are identified in:
      1. Work Planning and Control (WPC) activities or
      2. Task-based JHAs.
    2. Control systems to be used are:
      1. Passive systems that eliminate the need for fall protection through the application of engineering controls (such as lowering the work surface or providing barriers, such as parapets, that prevent contact with the leading edge) or administrative controls (such as changing a process, sequence, or procedure so that workers do not need to work at heights).
      2. Active systems that protect the worker through fall-arrest equipment. An active fall-protection system or personal fall-arrest system (PFAS) requires the use of specialized fall-protection equipment that must be fitted to the user and worn to control fall hazards. The user is secured to an anchorage point at all times, even while moving from point to point.
      3. See the program document for special requirements covering:
        1. Scaffolding
        2. Steel erection
        3. Tree trimming
        4. Roofing and nonroof work on roofs
        5. Fixed ladders
        6. Confined spaces
        7. First-person-up situations

E. Roles and Responsibilities

Role

Responsibility

Authorized Persons

  • Must have a working understanding of Berkeley Lab's Fall-Protection Program.
  • Must have knowledge and training necessary to properly wear and care for fall-protection equipment and to follow all fall-protection hazard controls developed by a Competent Person.
  • Must successfully complete Berkeley Lab course EHS0276, Fall Protection, (or the equivalent for subcontractors).
  • Must be authorized by supervision either through a WPC activity; a construction JHA; or, for service contractors, through the subcontractor Job Hazards Analysis (sJHA).

Competent Persons

  • Must identify fall hazards of work tasks by conducting fall-hazard surveys, stopping or limiting work at the hazard site, supervising selection and use of fall-protection equipment, verifying equipment is compliant and workers are trained, participating in investigations, conducting equipment inspections, and removing damaged equipment from service.
  • Are authorized to take prompt corrective measures to eliminate or mitigate fall hazards and are knowledgeable in the application and use of fall-protection equipment.
  • Must complete a training program approved by the Berkeley Lab Environment, Health, Safety, and Security (EHS) Fall-Protection Program Administrator.

Qualified Persons

  • Supervise the design, selection, installation, and inspection of fall-protection equipment, and participate in the investigation of incidents.
  • Have specialized training (such as a Registered Professional Engineer), possess extensive knowledge and experience in fall protection, and have successfully demonstrated the ability to solve problems relating to fall protection.
  • Are responsible for designing specialized fall-protection systems and equipment and evaluating and approving certified anchorage points.
  • At Berkeley Lab, the Qualified Person is the Facilities Division Structural Engineer.

Program Administrator

  • Develops, implements, maintains, and evaluates the Fall-Protection Program, providing guidance to all others involved with the program, establishing a procedure to identify fall hazards, developing fall protection and rescue procedures, ensuring training, and participating in incident investigations.
  • At Berkeley Lab, the Fall-Protection Program Administrator is the EHS Group Leader for Occupational Safety.

F. Definitions/Acronyms

See ES&H Manual, Chapter 30, Fall-Protection Program, for technical terms related to the details of this policy and its implementation.

Term

Definition

Active Fall-Protection System

An active personal fall-restraint or personal fall-arrest system (PFAS) requires specialized fall-protection equipment that must be fitted to the user and worn to control fall hazards. The user is secured to an anchorage point at all times, even while moving from point to point.

Passive Fall-Protection System (PFPS)

A system used to control fall hazards by means other than the wearing of personal protective equipment (PPE). Examples are guardrails, safety nets, warning lines, etc.

Personal Fall-Arrest System (PFAS)

A system used to arrest an employee in a fall from a working level. It consists of an anchorage, connectors, a full-body harness, and a shock-absorbing connecting device that may include a lanyard, deceleration device, lifeline, or a suitable combination of these. Safety belts must not be used as part of a fall-arrest system.

Work SurfaceSurfaces including leading edges, roofs, tanks, manholes, unguarded machinery, aerial lifts, ladders, slopes steeper than 1.2:1 (horizontal to vertical), hillsides, roofs, and surfaces with open holes or skylights

G. Recordkeeping Requirements

Fall-Protection Matrix Permit

H. Implementing Documents

Document Number

ES&H Manual Reference

Title

Type

07.07.007.001

Chapter 10, Appendix A, Section A.13

Ladders

Procedure


Chapter 10, Appendix A, Section A.21

Protection of Openings and Open Side Floors and Decks

Procedure


Chapter 10, Appendix A, Section A.22

Scaffolding

Procedure


Chapter 10, Appendix A, Section A.6

Fall Protection

Procedure

07.07.014.001

Chapter 30

Fall-Protection Program

Program

07.07.014.002

Chapter 30, Work Process A

General Requirements

Work Process

07.07.014.003

Chapter 30, Work Process B

Fall-Protection Equipment Procurement

Work Process

07.07.014.004

Chapter 30, Work Process C

Authorization and Training

Work Process

07.07.014.005

Chapter 30, Work Process D

Hazard Assessment

Work Process

07.07.014.006

Chapter 30, Work Process E

Work Control Requirements

Work Process

07.07.014.007

Chapter 30, Work Process F

Fall-Protection Equipment

Work Process

07.07.014.008

Chapter 30, Work Process G

Passive Fall-Protection Systems

Work Process

07.07.014.009

Chapter 30, Work Process H

Active Fall-Protection Systems

Work Process

07.07.006.001

Chapter 34

Confined Spaces

Program

07.07.001.001

Chapter 35

Elevated Work Locations

Program

I. Other References

Title

Type

ANSI A14.3, Ladders – Fixed – Safety Requirements

Consensus Standard

ANSI A14.4, American National Standard for Job Made Wooden Ladders

Consensus Standard

ANSI A92.2, Vehicle-Mounted Elevating and Rotating Aerial Devices

Consensus Standard

ANSI A92.20: Design, Calculations, Safety Requirements and Test Methods for MEWPs

Consensus Standard

ANSI A92.22: Safe Use of MEWPs

Consensus Standard

ANSI A92.24: Training Requirements for Operators of MEWPs


J. Contact Information

EHS Subject Matter Expert for Fall Protection
EHS Division

K. Revision History

Date

Revision

By Whom

Revision Description

Section(s) Affected

Change Type

1/2/2012

0

M. Wisherop

Re-write for RPM wiki (brief)

all

Minor

9/10/2012

1

M. Wisherop

Re-write for RPM wiki (policy)

all

Minor

9/10/2013

1.1

M. Rice

Reviewed 8/28/13

SRD, Next Review Date

Minor

8/14/2020

2.0

K. Goodwin

Update to Cal/OSHA to reflect 10 CFR 851 variance

All

Minor

Card
labelDocument Information

DOCUMENT INFORMATION

Title:

Fall-Protection Hazard Assessment and Control

Document number

07.07.014.000

Revision number

2.0

Publication date:

8/14/2020

Effective date:

8/14/2020

Next review date:

8/14/2024

Policy Area:

Industrial Hygiene and Safety

RPM Section (home)

ESH

RPM Section (cross-reference)

none

Functional Division

EHS

Prior reference information (optional)


Source Requirements Documents

  • 10 CFR 851, Worker Safety and Health Program
  • Title 8 CCR, Division 1, Chapter 4, Subchapter 4, Construction Safety Orders (for all construction safety unless 29 CFR 1926 Safety and Health Regulations for Construction is more strict) (Cal/OSHA Standard)
    • Article 6. Excavations (Sections 1539–1547)
    • Article 16. Standard Railings (Sections 1620–1621)
    • Article 17. Ramps, Runways, Stairwells, and Stairs (Sections 1623–1626)
    • Article 18. Access and Egress (Sections 1629–1631)
    • Article 19. Floor, Roof, and Wall Openings (Sections 1632–1633)
    • Article 20. Temporary Floors (Section 1635)
    • Article 21. Scaffold – General Requirements (Sections 1635.1–1637)
    • Article 22. Scaffolds – Various Types (Sections 1640–1655)
    • Article 23. Suspended Scaffolds (Sections 1658–1667)
    • Article 24. Fall Protection (Sections 1669–1672)
    • Article 25. Ladders (Sections 1675–1678)
    • Article 29. Erection and Construction (Sections 1709–1722.1)
    • Article 30. Roofing Operations and Equipment (Sections 1723–1731)
    • Article 31. Demolition (Sections 1733–1737)
  • Title 8 CCR, Division 1, Chapter 4, Subchapter 7. General Industry Safety Orders (for all General Industry safety unless 29 CFR 1910, Occupational Safety and Health Standards for General Industry is more strict) (Cal/OSHA Standard)
    1. Group 1. General Physical Conditions and Structures (Sections 3207–3299)
    2. Group 2. Safe Practices and Personal Protection (Sections 3300–3416)
    3. Group 3. General Plant Equipment and Special Operations (Sections 3420–3583)
    4. Group 4. General Mobile Equipment and Auxiliaries (Sections 3620–3920) 

Implementing Documents

Document Number

ES&H Manual Reference

Title

Type

07.07.007.001

Chapter 10, Appendix A, Section A.13

Ladders

Procedure


Chapter 10, Appendix A, Section A.21

Protection of Openings and Open Side Floors and Decks

Procedure


Chapter 10, Appendix A, Section A.22

Scaffolding

Procedure


Chapter 10, Appendix A, Section A.6

Fall Protection

Procedure

07.07.014.001

Chapter 30

Fall-Protection Program

Program

07.07.014.002

Chapter 30, Work Process A

General Requirements

Work Process

07.07.014.003

Chapter 30, Work Process B

Fall-Protection Equipment Procurement

Work Process

07.07.014.004

Chapter 30, Work Process C

Authorization and Training

Work Process

07.07.014.005

Chapter 30, Work Process D

Hazard Assessment

Work Process

07.07.014.006

Chapter 30, Work Process E

Work Control Requirements

Work Process

07.07.014.007

Chapter 30, Work Process F

Fall-Protection Equipment

Work Process

07.07.014.008

Chapter 30, Work Process G

Passive Fall-Protection Systems

Work Process

07.07.014.009

Chapter 30, Work Process H

Active Fall-Protection Systems

Work Process

07.07.006.001

Chapter 34

Confined Spaces

Program

07.07.001.001

Chapter 45

Elevated Work Locations

Program

Other References

Title

Type

ANSI A14.3, Ladders – Fixed – Safety Requirements

Consensus Standard

ANSI A14.4, American National Standard for Job Made Wooden Ladders

Consensus Standard

ANSI A92.2, Vehicle-Mounted Elevating and Rotating Aerial Devices

Consensus Standard

ANSI A92.20: Design, Calculations, Safety Requirements and Test Methods for MEWPs

Consensus Standard

ANSI A92.22: Safe Use of MEWPs

Consensus Standard

Show If
grouprpm2-admins
Card
labelAdditional Information

ADDITIONAL INFORMATION

Title:

Fall Protection Hazard Assessment and Control

Document number

07.07.014.000

Revision number

2

Publication date:

8/14/2020

Effective date:

8/14/2020

Next review date:

8/14/2024

Policy Area:

Industrial Hygiene and Safety

RPM Section (home)

ESH

RPM Section (cross-reference)

none

Functional Division

EHSS

Author name/contact info

Matt Rice



Revision 0 publication date

1/2/2012

Retirement date

n/a

Prior reference information (optional)




Inputs from more than one Functional Area?

No

List additional Functional Areas & contacts




Inputs from more than one Policy Area?

No

List additional Policy Areas & contacts




30-day notification needed?

No

30-day start date

n/a

30-day end date

n/a



LDAP protected?

No



Need TABL reminders?

No

Frequency

n/a

Brief reminder text:

n/a



Approval Sheet for this revision received (date) [Note: author is responsible}


Keyword search words, phrases:

  • Text, text, text

New terms that need to be added to Glossary/Acronym list:

  • (list items not found and context (Policy Area name) – full definition would be included in Policy)

Implementing Documents restricted to department/functional use

(optional – these will be used for tracing between requirements and associated documents)

Document number

Title





Side bars:

Side bar 1 location (cite by Policy Section # - for example: Section 4.E.2)

Sidebar 1 text:

Sidebar 2 location

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Sidebar 3 text: