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Deck of Cards
idAviation Management and Safety
Card
labelBrief

Title:

Aviation Management and Safety

Publication date:

1/18/2022

Effective date:

1/18/2022

BRIEF

Policy Summary

This policy defines the guidelines and requirements for acquiring and using commercial aviation services (CAS), unmanned aircraft systems (UAS), unmanned free balloons, and tethered balloons or kites at Lawrence Berkeley National Laboratory (Berkeley Lab).

Who Should Read This Policy

All persons who plan and carry out work conducted in the National Airspace System (NAS), another sovereign nation's airspace, or uncontrolled airspace.

To Read the Full Policy, Go To:

The POLICY tab on this wiki page

To Read the ES&H Program Details, Go To:

ES&H Manual Chapter 48, Aviation Safety

Contact Information

Aviation Safety SME

Environment, Health, and Safety Division

Card
labelPolicy

Title:

Aviation Management and Safety

Publication date:

1/18/2022

Effective date:

1/18/2022

POLICY

A. Purpose

This policy describes the control standards for the conduct of aviation operations associated with work at Lawrence Berkeley National Laboratory (Berkeley Lab).

B. Persons Affected

All persons who plan and carry out work conducted in the National Airspace System (NAS), another sovereign nation's airspace, or uncontrolled airspace.

C. Exceptions

None

D. Policy Statement

This policy applies to any task that involves the procurement of a Commercial Aviation Service (CAS), the procurement or use of powered or unpowered unmanned aircraft systems (UAS), unmanned free balloons and tether balloons or kites used in NAS or other (controlled or uncontrolled) airspace globally in a controlled or uncontrolled manner. This policy thus applies to, and includes UAS, weather (or other types of) balloons, kites, or other airborne devices, objects, or materials. This policy covers Berkeley Lab personnel who fly or conduct research on U.S. Department of Energy (DOE) or other government aircraft.

A task involving any of the above must be conducted in accordance with DOE and Federal Aviation Administration (FAA) regulatory requirements (see "Source Requirement Documents" under the "Document Information" tab of this policy), this Berkeley Lab Aviation Management and Safety Policy, and all specific regulations of another sovereign airspace authority when the mission is outside the United States. Projects or tasks that engage a CAS, utilize other DOE or government aircraft, or operate UAS must be vetted through the Berkeley Lab Aviation Point of Contact (APOC) and Berkeley Lab Risk Management. No UAS will be operated in the NAS without required FAA authorization. No UAS will be operated outside the NAS without governing agency authorization. The Berkeley Lab Procurement & Property Department will notify the Berkeley Lab APOC of any aviation-related procurement requests (services or equipment).
Use of personal UAS devices for official Berkeley Lab work or for nonofficial (e.g., hobby/recreational) purposes on Berkeley Lab property (i.e., the Berkeley Lab main site or off-site locations, including Berkeley Lab project locations) is prohibited.

To initiate an activity that will procure or use aviation-related equipment (as described above), contact the Berkeley Lab APOC, Kevin Goodwin, at [email protected] / (510) 486-5176.

E. Roles and Responsibilities

Managers, supervisors, and employees have the responsibility to adhere to the provisions of this policy.

Role

Responsibility

Procurement & Property Department

Notifies the Berkeley Lab APOC of intent to engage in the use of CAS or purchase and use of UAS, unmanned free balloons, tethered balloons, or kites.

Aviation Point of Contact (APOC)    

  • Reviews procurement requests for CAS / UAS / unmanned free balloons / tethered balloons / kites.
  • Communicates DOE, FAA, and Berkeley Lab requirements to the requestor, including directing the requestor to Chapter 48 of the ES&H Manual.

Requestor

  • Contacts the Berkeley Lab APOC.
  • Prepares safety analysis and airworthiness documents per Chapter 48 of the ES&H Manual.
  • Completes Berkeley Lab documentation, including Work Planning and Control documentation and approvals.
  • Conducts work in accordance with policy.
  • Pays for CAS inspections when required.

F. Definitions/Acronyms

Term

Definition

APOC

Aviation Point of Contact

CAS

Commercial Aviation Service

COA

Certificate of Authorization

FAIRS

Federal Aviation Interactive Reporting System

NAS

National Airspace System

UAS

Unmanned Aircraft Systems

G. Recordkeeping Requirements

Flight logs

H. Implementing Documents

Document number

Title

Type

12.01.002.000

Acquisition of Goods and Services

Policy

I. Contact Information

Aviation Safety SME
Environment, Health, and Safety Division

J. Revision History

Date

Revision

By Whom

Revision Description

Section(s) Affected

Change Type

12/15/2015

0

R. Fisher

New policy

All

Major

6/28/2016

0.1

R. Fisher

Change contact information

Brief (Contact Information); Policy sections D, I, and J

Minor

1/18/2022

1.0

K. Goodwin

Reference to new, more detailed ES&H Chapter 48

All

Minor

Card
labelDocument Information

DOCUMENT INFORMATION

Title:

Aviation Management and Safety

Document number

07.02.006.000

Revision number

1.0

Publication date:

1/18/2022

Effective date:

1/18/2022

Next review date:

1/18/2025

Policy Area:

Hazard Analysis & Work Authorization Programs

RPM Section (home)

Environment, Safety and Health

RPM Section (cross-reference)

No

Functional Division

EHS

Prior reference information (optional)


Source Requirements Documents

  • DOE Order 440.2c (06-22-2011), Aviation Management and Safety
  • Title 14 of the Code of Federal Regulations (14 CFR), Aeronautics and Space – relevant sections

Implementing Documents

Document number

Title

Type

12.01.002.000

Acquisition of Goods and Services

Policy


ES&H Manual Chapter 48

ES&H Manual

Show If
grouprpm2-admins
Card
labelAdditional Information

ADDITIONAL INFORMATION

Title:

Aviation Management and Safety

Document number

07.02.006.000

Revision number

1.0

Publication date:

1/18/2022

Effective date:

1/18/2022

Next review date:

1/18/2025

Policy Area:

Hazard Analysis & Work Authorization Programs

RPM Section (home)

Environment, Safety and Health

RPM Section (cross-reference)

No

Functional Division

EHS

Author name/contact info

R. Fisher



Revision 0 publication date

12/15/2015

Retirement date


Prior reference information (optional)




Inputs from more than one Functional Area?

No

List additional Functional Areas & contacts




Inputs from more than one Policy Area?

No

List additional Policy Areas & contacts




30-day notification needed?

No

30-day start date

n/a

30-day end date

n/a



LDAP protected?

No



Need TABL reminders?

No

Frequency

n/a

Brief reminder text:

n/a



Approval Sheet for this revision received (date)

[Note: author is responsible}


Keyword search words, phrases:

  • Text, text, text

New terms that need to be added to Glossary/Acronym list:

  • (list items not found and context (Policy Area name) – full definition would be included in Policy)

Implementing Documents restricted to department/functional use

(optional – these will be used for tracing between requirements and associated documents)

Document number

Title





Side bars:

Side bar 1 location (cite by Policy Section # - for example: Section 4.E.2)
Sidebar 1 text:

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